Former CEO of Technology Company Charged With Raising $123 Million in Fraudulent Offerings
The Business Trial Group’s securities attorneys are investigating an alleged fraudulent scheme that enabled a company called NS8, Inc. to raise about $123 million from investors. The Securities and Exchange Commission recently filed an emergency action against Adam Rogas, former CEO of NS8. According to the SEC, NS8 is a Las Vegas company that provides [...]
Investor Alerts
September 24, 2020
Investment Adviser Ordered to Pay Civil Penalty for Defrauding Elderly Client
A Colorado federal court recently entered a consent judgment against investment adviser Steven Rodemer relating to his alleged misappropriation of over $450,000 from an elderly client. The SEC alleged that Rodemer was an investment adviser to an elderly, widowed client. According to the SEC’s complaint, Rodemer used his power of attorney over the client’s assets [...]
Investor Alerts
September 15, 2020
Business Trial Group Welcomes Amir A. Isaiah To Lead Restructuring, Insolvency & Receivership Practice
Attorney Amir A. Isaiah has joined the Business Trial Group as the chair of the firm’s new Restructuring, Insolvency, and Receivership practice. Isaiah will act as a receiver for both federal and state courts to marshal, manage, operate, restructure, and/or liquidate troubled businesses’ assets. “We are excited to have Amir join the Business Trial Group [...]
Firm News
September 14, 2020
Recovery of Investment Losses in AllianzGI’s Structured Alpha Funds
Morgan & Morgan’s securities attorneys are investigating claims involving losses in AllianzGI’s “Structured Alpha” funds. Many of the Structured Alpha funds have suffered catastrophic losses this year, according to reports. AllianzGI has been accused of failing to use appropriate risk controls and hedging strategies to protect investors, even though AllianzGI touted the Structured Alpha funds’ [...]
Investor Alerts
September 10, 2020
Recent news
SEC Awards $114 Million Whistleblower Award
October 27, 2020